IPOs and Securities Law Compliance

Many of our largest and most successful clients started with us as small startups.  As a full service law firm, we have the full capabilities to take our clients public when the time is right, and continue to advise them throughout their life as a public company.  We have broad experience representing companies in initial public offerings and follow-on public offerings.  We also have experience representing companies in Regulation S placements, PIPE deals and Rule 144A offerings.

Once public, we provide our clients with sophisticated guidance regarding complying with securities regulation matters including: 

  • Corporate governance 
  • Insider trading 
  • Public company reporting and disclosure 
  • Exchange rules
  • Equity compensation plans